10

Initial general form for registration of a class of securities pursuant to section 12(b)

10-12B

3

Amendment

10-12B/A

3

Initial general form for registration of a class of securities pursuant to section 12(g)

10-12G

3

Amendment

10-12G/A

3

Periodic Distribution Reports by Asset-backed issuers pursuant to Rule 13A-17 or 15D-17

10-D

3

Amendment

10-D/A

3

10-K

Annual report pursuant to section 13 and 15(d)

10-K

3

Amendment

10-K/A

3

Transition report pursuant to Rule 13a-10 or 15d-10

10-KT

3

Amendment

10-KT/A

3

10-Q

Quarterly report pursuant to sections 13 or 15(d)

10-Q

3

Amendment

10-Q/A

3

Transition report pursuant to Rule 13a-10 or 15d-10

10-QT

3

Amendment

10-QT/A

3

10KSB

Optional form for annual and transition reports of small business issuers under section 13 or 15(d)

10KSB

3

Amendment

10KSB/A

3

10-QSB

Optional form for quarterly and transition reports of small business issuers under section 13 or 15(d)

10QSB

3

Amendment

10QSB/A

3

10-SB

Form for initial registration of a class of securities for small business issuers pursuant to section 12(b)

10SB12B

3

Amendment

10SB12B/A

3

Form for initial registration of a class of securities for small business issuers pursuant to section 12(g)

10SB12G

3

Amendment

10SB12G/A

3

11-K

Annual report of employee stock purchase, savings and similar plans

11-K

3

Amendment

11-K/A

3

Transition report pursuant to rule 13a-10 or 15d-10

11-KT

3

Amendment

11-KT/A

3

144

Filing for proposed sale of securities under Rule 144

144

2

Amendment to Form 144

144/A

2

15

Notice of termination of registration of a class of securities under Section 12(b)

15-12B

3

Amendment

15-12B/A

3

Notice of termination of registration of a class of securities under Section 12(g)

15-12G

3

Amendment

15-12G/A

3

Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act

15-15D

3

Amendment

15-15D/A

3

15F

Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(b)

15F-12B

3

Amendment

15F-12B/A

3

Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(g)

15F-12G

3

Amendment

15F-12G/A

3

Notice of a foreign private issuer's suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act

15F-15D

3

Amendment

15F-15D/A

3

18

Form for initial registration of securities of foreign governments or political subdivisions pursuant to section 12(b)

18-12B

3

Amendment

18-12B/A

3

Form for initial registration of securities of foreign governments or political subdivisions thereof pursuant to section 12(g)

18-12G

3

Amendment

18-12G/A

3

18-K

Annual report for foreign governments and political subdivisions

18-K

3

Amendment

18-K/A

3

20-F

Annual and transition report of foreign private issuers pursuant to sections 13 or 15(d)

20-F

3

Amendment

20-F/A

3

20-F

Form for initial registration of a class of securities of foreign private issuers pursuant to section 12(b)

20FR12B

3

Amendment

20FR12B/A

3

Form for initial registration of a class of securities of foreign private issuers pursuant to section 12(g)

20FR12G

3

Amendment

20FR12G/A

3

Rule 24F-2

Rule 24f-2 notice filed on Form 24F-2

24F-2NT

1

Amendment

24F-2NT /A

1

Form 25

Notification filed by national securities exchange to report the removal from listing and registration of matured, redeemed or retired securities

25

3

Amendment

25/A

3

305B2

Application for designation of a new trustee under the “Trust Indenture Act”

305B2

3

Amendment

305B2/A

3

Form 17F-1

Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-1 of the Investment Company Act of 1940 filed on Form N-17F-1

40-17F1

2

Amendment

40-17F1/A

2

Form 17F-2

Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2

40-17F2

2

Amendment

40-17F2/A

2

Rule 17g-1(g)(1)

Fidelity bond filed pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940

40-17G

2

Amendment

40-17G/A

2

Rule 17g-1(g)(2) or (3)

Filings of claim or settlement pursuant to rule 17g-1(g)(1)(2) or (3) of the “Investment Company Act of 1940”

40-17GCS

2

Amendment

40-17GCS/A

2

Rule 24b-2

Filing of sales literature pursuant to Rule 24b-2 under the “Investment Company Act of 1940”

40-24B2

2

Amendment

40-24B2/A

2

ICA Section 33

Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the “Investment Company Act of 1940”

40-33

2

Amendment

40-33/A

2

Rule 8b-25(a)

Filing by investment company of application under Investment Company Act Rule 8b-25(a) requesting extension of time for filing certain information, document or report

40-8B25

2

Rule 0-2

Initial application for deregistration pursuant to Investment Company Act Rule 0-2

40-8F-2

2

Amendment

40-8F-2/A

2

40-F

Annual reports filed by certain Canadian issuers pursuant to Section 15(d) and Rule 15d-4

40-F

3

Amendment

40-F/A

3

40-F

Registration of a class of securities of certain Canadian issuers pursuant to Section 12(b) of the 1934 Act

40FR12B

3

Amendment

40FR12B/A

3

Registration of a class of securities of certain Canadian issuers pursuant to Section 12(g) of the 1934 Act

40FR12G

3

Amendment

40FR12G/A

3

Prospectus filed pursuant to Rule 424(a)

424A

3

Prospectus filed pursuant to Rule 424(b)(1)

424B1

1

Prospectus filed pursuant to Rule 424(b)(2)

424B2

1

Prospectus filed pursuant to Rule 424(b)(3)

424B3

1

Prospectus filed pursuant to Rule 424(b)(4)

424B4

1

Prospectus filed pursuant to Rule 424(b)(5)

424B5

1

Prospectus filed pursuant to Rule 424(b)(7)

424B7

1

Prospectus filed pursuant to Rule 424(b)(8)

424B8

1

Form 425

Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions

425

2

Post-effective amendment filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)

485APOS

3

Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)

485BPOS

3

Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)

485BXT

3

Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a)

486APOS

3

Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b)

486BPOS

3

Pre-effective pricing amendment filed pursuant to Securities Act Rule 487

487

1

Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497

497

3

Rule 482

Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)

497AD

3

Filings made pursuant to Rule 497(h)(2)

497H2

3

Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497

497J

3

Rule 498

Profiles for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)(1)(i)

497K1

3

Profiles for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)(1)(ii)

497K2

3

Profiles for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)(1)(iii)(A)

497K3A

3

Profiles for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)(1)(iii)(B)

497K3B

3

6-K

Current report of foreign issuer pursuant to Rules 13a-16 and 15d-16

6-K

3

Amendments

6-K/A

3

8-A

Form for the registration / listing of a class of securities on a national securities exchange pursuant to section 12(b)

8-A12B

3

Amendment

8-A12B/A

3

Form for registration of a class of securities pursuant to section 12(g)

8-A12G

3

Amendment

8-A12G/A

3

8-K

Current report filing

8-K

3

Amendment

8-K/A

3

Notification that a class of securities of successor issuer is deemed to be registered pursuant to section 12(b)

8-K12B

3

Amendment

8-K12B/A

3

Notification that a class of securities of successor issuer is deemed to be registered pursuant to section 12(g)

8-K12G3

3

Amendment

8-K12G3/A

3

Notification of assumption of duty to report by successor issue under section 15(d)

8-K15D5

3

Amendment

8-K15D5/A

3

ANNLRPT

Periodic Development Bank filing, submitted annually

ANNLRPT

2

Amendment

ANNLRPT/A

2

ARS

Annual report to security holders

ARS

3

Amendment

ARS/A

3

Form AW

Withdrawal of amendment to a registration statement filed under the Securities Act

AW

3

AW WD

Withdrawal of a request for withdrawal of an amendment to a registration statement

AW WD

1

CB

Notification form filed in connection with certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons

CB

2

Amendment

CB/A

2

Correspondence

A correspondence can be sent as a document with another submission type or can be sent as a separate submission. Correspondence is not publicly disseminated immediately. The SEC staff may release all or portions of these documents electronically if they relate to the staff’s review process (see SEC Press Release 2004-89, “SEC Staff to Publicly Release Comment Letters and Responses”).

CORRESP

4

DEF

Definitive proxy statements

DEF 14A

2

Definitive information statements

DEF 14C

2

Definitive additional proxy soliciting materials including Rule 14(a)(12) material

DEFA14A

2

Definitive additional information statement materials including Rule 14(a)(12) material

DEFA14C

2

Definitive proxy statement in connection with contested solicitations

DEFC14A

2

Definitive information statement – contested solicitations

DEFC14C

2

Definitive proxy statement relating to merger or acquisition

DEFM14A

2

Definitive information statement relating to merger or acquisition

DEFM14C

2

Definitive proxy statement filed by non‑management

DEFN14A

2

Definitive revised proxy soliciting materials

DEFR14A

2

Definitive revised information statement materials

DEFR14C

2

DEL AM

Separately filed delaying amendment under Securities Act Rule 473 to delay effectiveness of a 1933 Act registration statement

DEL AM

3

Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material

DFAN14A

2

Revised definitive proxy statement filed by non-management

DFRN14A

2

DSTRBRPT

Distribution of primary obligations Development Bank report

DSTRBRPT

2

Amendment

DSTRBRPT/A

2

F-1

Registration statement for certain foreign private issuers

F-1

1

Pre-effective amendment

F-1/A

1

F-10

Registration statement for securities of certain Canadian issuers under the “Securities Act of 1933”

F-10

1

Pre-effective amendment

F-10/A

1

Auto effective registration statement for securities of certain Canadian issuers under the “Securities Act of 1933”

F-10EF

1

Post-effective amendment to a F-10EF registration

F-10POS

1

F-1MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form F—1

F-1MEF

1

F-3

Registration statement for specified transactions by certain foreign private issuers

F-3

1

Pre-Effective amendment

F-3/A

1

Automatic shelf registration statement of securities of well-known seasoned issuers

F-3ASR

1

Registration statement for dividend or interest reinvestment plan securities of foreign private issuers

F-3D

1

Post-Effective amendment to a F-3D registration

F-3DPOS

1

F-3MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form F‑3

F-3MEF

1

F-4

Registration statement for securities issued by foreign private issuers in certain business combination transactions

F-4

1

Pre-effective amendment

F-4/A

1

Post-effective amendment to a F-4 registration

F-4 POS

1

Auto effective registration statement for securities by certain foreign private issuers in connection with certain business combination transactions

F-4EF

1

Amendment

F-4EF/A

1

F-4MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form F‑4

F-4MEF

1

F-6

Registration statement for American Depositary Receipts representing securities of certain foreign private issuers

F-6

1

Pre-effective amendment

F-6/A

1

Post-effective amendment to a F-6EF registration

F-6 POS

1

Auto effective registration statement for American Depositary Receipts representing securities of certain foreign private issuers

F-6EF

1

F-7

Registration statement for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders under the Securities Act of 1933

F-7

1

Pre-effective amendment

F-7/A

1

Post-effective amendment to a F-7 registration

F-7 POS

1

F-8

Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination under the “Securities Act of 1933”

F-8

1

Pre-effective amendment

F-8/A

1

Post-effective amendment to a F-8 registration

F-8 POS

1

F-80

Registration of securities of certain Canadian issuers to be issued in exchange offers or a business combination under the “Securities Act of 1933”

F-80

1

Pre-effective amendment

F-80/A

1

Post-effective amendment to a F-80 registration

F-80POS

1

F-9

Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers under the “Securities Act of 1933”

F-9

1

Pre-effective amendment

F-9/A

1

Post-effective amendment to a F-9EF registration

F-9 POS

1

Auto effective registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers under the “Securities Act of 1933”

F-9EF

1

F-N

Notification of the appointment of an agent for service by certain foreign institutions

F-N

2

Amendment

F-N/A

2

F-X

For appointment of agent for service of process by issuers registering securities (if filed on Form F-8, F-9, F-10 or F-80, or registering securities or filing periodic reports on Form 40-F, or by any person filing certain tender offer documents, or by any person acting as trustee with respect to securities registered on form F-7, F-8, F-9 or F-10

F-X

2

Amendment

F-X/A

2

Filing under Securities Act Rules 163/433 of free writing prospectuses

FWP

2

IRANNOTICE

Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the “Iran Threat Reduction and Syria Human Rights Act of 2012” and Section 13(r) of the Exchange Act

IRANNOTICE

3

MODULE

Modules and Segments are information that is stored on the non-public data storage area of EDGAR

MODULE

5

N-1, N-1/A

Initial registration statement filed on Form N-1 for open-end management investment companies

N-1

1

Pre-effective amendment to a registration statement filed on Form N-1 for open-end management investment companies (this filing cannot be submitted as a 1940 Act only filing)

N-1/A

1

Form N-14

Initial registration statement filed on Form N-14 for open-end investment company (business combinations)

N-14

1

Initial registration statement filed on Form N-14 by closed-end investment company (business combinations)

N-14 8C

1

Pre-effective amendment

N-14 8C/A

1

Pre-effective amendment

N-14/A

1

Initial registration statement filed on Form N-14 by open-end investment company with automatic effectiveness under Rule 488 (business combinations)

N-14AE

1

Pre-effective amendment

N-14AE/A

1

A new registration statement filed on Form N-14 by closed end investment companies filed under Securities Act Rule 462(b) of up to an additional 20% of securities for an offering that was registered on Form N-14

N-14MEF

1

Form N-18F-1

Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1

N-18F1

2

Amendment

N-18F1/A

2

Initial registration statement filed on Form N-1A for open-end management investment companies

N-1A

1

Pre-effective amendment to a registration statement filed on Form N-1A for open-end management investment companies (this filing cannot be submitted as a 1940 Act only filing)

N-1A/A

1

Form N-2

Initial filing of a registration statement on Form N-2 for closed-end investment companies

N-2

1

Pre-effective amendment to a registration statement on Form N-2 for closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)

N-2/A

1

Rule 23c-2(b)

Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2

N-23C-2

2

Amendment

N-23C-2/A

2

Form N-23C-3

Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only

N-23C3A

2

Amendment

N-23C3A/A

2

Filing pursuant to Rule 23c-3(c) only on Form N-23C-3

N-23C3B

2

Amendment

N-23C3B/A

2

Filing pursuant to Rule 23c-3(b) and (c) on Form N-23C-3

N-23C3C

2

Amendment

N-23C3C/A

2

Form N-27D-1

Accounting for segregated trust accounts on Form N-27D-1

N-27D-1

2

Amendment

N-27D-1/A

2

A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2

N-2MEF

1

Form N-3

Initial registration statement on Form N-3 for separate accounts (management investment companies)

N-3

1

Pre-effective amendment to a registration statement on Form N-3 for separate accounts (management investment companies)(this filing cannot be submitted as a 1940 Act only filing)

N-3/A

1

Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)

N-30B-2

3

Rule 30b2-1

Initial annual and semi-annual reports mailed to investment company shareholders pursuant to Rule 30e-1 (other than those required to be submitted as part of Form N-CSR)

N-30D

3

Amendment

N-30D/A

3

Form N-4

Initial registration statement on Form N-4 for separate accounts (unit investment trusts)

N-4

1

Pre-effective amendment to a registration statement on Form N-4 for separate accounts (unit investment trusts)(this filing cannot be submitted as a 1940 Act only filing)

N-4/A

1

Form N-5

Registration statement for small business investment companies

N-5

1

Pre-effective amendment to a registration statement on Form N-5 for small business investment companies (this filing cannot be submitted as a 1940 Act only filing)

N-5/A

1

Form N-54A

Notification of election by business development companies filed on Form N-54A

N-54A

2

Amendment

N-54A/A

2

Form N-54C

Notification of withdrawal by business development companies filed on Form N-54C

N-54C

2

Amendment

N-54C/A

2

Form N-6

Registration statement for separate accounts (unit investment trusts)

N-6

1

Pre-effective amendment to a registration statement filed on Form N-6 for separate accounts (unit investment trusts)

N-6/A

1

Form N-6F

Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F

N-6F

2

Amendment

N-6F/A

2

Form N-8A

Initial notification of registration under section 8(a) filed on Form N-8A

N-8A

2

Amendment

N-8A/A

2

Form N-8B-2

Initial registration statement for unit investment trusts filed on Form N-8B-2

N-8B-2

2

Amendment

N-8B-2/A

2

Form N-8B-3

Initial registration statement for periodic payment plans filed on Form N-8B-3

N-8B-3

2

Amendment

N-8B-3/A

2

Form N-8B-4

Initial registration statement for face-amount certificate companies filed on Form N-8B-4

N-8B-4

2

Amendment

N-8B-4/A

2

Form N-8F

Application for deregistration made on Form N-8F

N-8F

2

Amendment

N-8F/A

2

Form N-CSR

Certified annual shareholder report of registered management investment companies filed on Form N-CSR

N-CSR

3

Amendment

N-CSR/A

3

Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR

N-CSRS

3

Amendment

N-CSRS/A

3

Form N-PX

Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX

N-PX

3

Amendment

N-PX/A

3

Form N-Q

Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q

N-Q

3

Amendment

N-Q/A

3

Form N-SAR

Semi-annual report for management companies filed on Form N-SAR

NSAR-A

3

Amendment

NSAR-A/A

3

Transitional semi-annual report filed on Form N-SAR

NSAR-AT

3

Amendment

NSAR-AT/A

3

Annual report for management companies filed on Form N-SAR

NSAR-B

3

Amendment

NSAR-B/A

3

Transitional annual report filed on Form N-SAR

NSAR-BT

3

Amendment

NSAR-BT/A

3

Annual report for unit investment trusts filed on Form N-SAR

NSAR-U

3

Amendment

NSAR-U/A

3

Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report)

NT-NCSR

3

Amendment

NT-NCSR/A

3

Rule 12b-25

Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR

NT-NSAR

3

Amendment

NT-NSAR/A

3

Notice under Rule 12b25 of inability to timely file all or part of a Form 10-D

NT 10-D

3

Amendment

NT 10-D/A

3

Notice under Rule 12b25 of inability to timely file all or part of a form 10-K, 10-KSB, or 10-KT

NT 10-K

3

Amendment

NT 10-K/A

3

Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB

NT 10-Q

3

Amendment

NT 10-Q/A

3

Notice under Rule 12b25 of inability to timely file all or part of a form 11-K

NT 11-K

3

Amendment

NT 11-K/A

3

Notice under Rule 12b25 of inability to timely file a special report pursuant to section 15d-2

NT 15D2

3

Amendment

NT 15D2/A

3

Notice under Rule 12b25 of inability to timely file all or part of an annual report of a form 20-F

NT 20-F

3

Amendment

NT 20-F/A

3

Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)

POS 8C

3

POS AM

Post-effective amendment to a registration statement that is not automatically effective upon filing

POS AM

1

Post-effective amendment (for filings made under the1940 Act only)

POS AMI

3

POS EX

Post-effective amendment filed solely to add exhibits to a registration statement

POS EX

3

Post-effective amendment to Securities Act Rule 462(b) registration statement

POS462B

3

POS462C

Post-effective amendment to a registration statement filed under Rule 462(c)

POS462C

3

Post-effective amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR

POSASR

1

Preliminary proxy statement not related to a contested matter or merger / acquisition

PRE 14A

2

Preliminary information statement not related to a contested matter or merger/acquisition

PRE 14C

2

Preliminary proxy statement in connection with contested solicitations

PREC14A

2

Preliminary information statements – contested solicitations

PREC14C

2

Preliminary proxy statements relating to merger or acquisition

PREM14A

2

Preliminary information statements relating to merger or acquisition

PREM14C

2

Preliminary proxy statement filed by non-management

PREN14A

2

Preliminary revised proxy soliciting materials

PRER14A

2

Preliminary revised information statements

PRER14C

2

Revised preliminary proxy statement filed by non-management

PRRN14A

2

Notice of exempt solicitation

PX14A6G

2

Notice of exempt solicitation for the purpose of determining whether to solicit proxies, consents, or authorizations in opposition to a proposed roll-up transaction filed pursuant to Rule 14a6(g) of the “Securities Exchange Act of 1934”

PX14A6N

2

QRTLYRPT

Periodic Development Bank filing, submitted quarterly

QRTLYRPT

2

Amendment

QRTLYRPT/A

2

RW

Registration Withdrawal Request

RW

3

RW WD

Withdrawal of a Registration Withdrawal Request

RW WD

1

S-1

General form of registration statement for all companies including face-amount certificate companies

S-1

1

Pre-effective amendment

S-1/A

1

S-11

Registration statement for securities to be issued by real estate companies

S-11

1

Pre-effective amendment

S-11/A

1

S-11MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S‑11

S-11MEF

1

S-1MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S‑1

S-1MEF

1

S-20

Registration statement for standardized options

S-20

1

Pre-effective amendment

S-20/A

1

S-3

Registration statement for specified transactions by certain issuers

S-3

1

Pre-effective amendment

S-3/A

1

Automatic shelf registration statement of securities of well-known seasoned issuers.

S-3ASR

1

Automatically effective registration statement for securities issued pursuant to dividend or interest reinvestment plans

S-3D

1

Post-effective amendment to a S-3D registration statement

S-3DPOS

1

S-3MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S‑3

S-3MEF

1

S-4

Registration of securities issued in business combination transactions

S-4

1

Pre-effective amendment

S-4/A

1

Post-effective amendment to a S-4EF registration statement

S-4 POS

1

Auto effective registration statement for securities issued in connection with the formation of a bank or savings and loan holding company in compliance with General Instruction G

S-4EF

1

Amendment

S-4EF/A

1

S-4MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4

S-4MEF

1

Form S-6

Initial registration statement filed on Form S-6 for unit investment trusts

S-6

1

Pre-effective amendment

S-6/A

1

S-8

Initial registration statement for securities to be offered to employees pursuant to employee benefit plans

S-8

1

Post-effective amendment to a S-8 registration statement

S-8 POS

1

S-B

Registration statement for securities of foreign governments and subdivisions thereof under the “Securities Act of 1933” (Schedule B)

S-B

1

Pre-effective amendment

S-B/A

1

S-BMEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-B

S-BMEF

1

SB-1

Optional form for the initial registration of securities to be sold to the public by small business issuers

SB-1

1

Pre-effective amendment

SB-1/A

1

SB-1MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form SB‑1

SB-1MEF

1

SB-2

Optional form for the registration of securities to be sold to the public by small business issuers

SB-2

1

Pre-effective amendment

SB-2/A

1

SB-2MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form SB‑2

SB-2MEF

1

Schedule 13D

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities

SC 13D

2

Amendment

SC 13D/A

2

Schedule 13-E1

Schedule 13-E1 statement of issuer required by Rule 13e-1

SC 13E1

2

Amendment

SC 13E1/A

2

Schedule 13E-3

Schedule filed to report going private transactions

SC 13E3

2

Amendment

SC 13E3/A

2

Schedule 13G

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions

SC 13G

2

Amendment

SC 13G/A

2

Schedule 14D9

Tender offer solicitation / recommendation statements filed under Rule 14-d9

SC 14D9

2

Amendment

SC 14D9/A

2

Schedule 14f-1

Statement regarding change in majority of directors pursuant to Rule 14f-1

SC 14F1

2

Amendment

SC 14F1/A

2

Schedule TO-C

Written communication relating to an issuer or third party tender offer

SC TO-C

2

Schedule TO-I

Issuer tender offer statement

SC TO-I

2

Amendment

SC TO-I/A

2

Schedule TO-T

Third party tender offer statement

SC TO-T

2

Amendment

SC TO-T/A

2

Schedule 13E4F

Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers

SC13E4F

2

Amendment

SC13E4F/A

2

Schedule 14D1F

Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers

SC14D1F

2

Amendment

SC14D1F/A

2

Schedule 14D9-C

Written communication by the subject company relating to a third party tender offer

SC14D9C

2

Schedule 14D9F

Solicitation/recommendation statement pursuant to Section 14(d)(4) of the “Securities Exchange Act of 1934” and Rules 14d-1(b) and 14e-2(c) by foreign issuers

SC14D9F

2

Amendment

SC14D9F/A

2

Modules and Segments are information that is stored on the non-public data storage area of EDGAR

SEGMENT

5

SH

Reporting certain information about short sales and short sales by those who filed Form 13F as of June 30, 2008

SH-ER

3

Amendment

SH-ER/A

3

Notice of Late Filing of a SH-ER

SH-NT

3

Amendment

SH-NT/A

3

See Rule 15d-2

Special Financial Report filed under Rule 15d-2

SP 15D2

3

Amendment

SP 15D2/A

3

SUPPL

Voluntary supplemental material filed pursuant to Section 11(a) of the Securities Act of 1933 by foreign issuers

SUPPL

2

T-3

Initial application for qualification of trust indentures

T-3

1

Pre-effective amendment

T-3/A

1

T-6

Application for determination of eligibility of a foreign person to act as institutional trustee filed pursuant to Section 310(a)(1) of the “Trust Indenture Act of 1939”

T-6

1

Pre-effective amendment

T-6/A

1

UNDER

Initial undertaking to file reports

UNDER

3

Amendment

UNDER/A

3